European laws & regulations Savings & services providers: UCITS

Directive 2014/91/EU of the European Parliament and of the Council of 23 July 2014 amending Directive 2009/65/EC on the coordination of laws, regulations and administrative provisions relative to undertakings for collective investment in transferable securities (UCITS) as regards depositary functions, remuneration policies and sanctions

Published on November 21, 2014

Commission Regulation (EC) n°1287/2006 of 10 August 2006 implementing Directive 2004/39/EC of the European Parliament and of the Council as regards recordkeeping obligations for investment firms, transaction reporting, market transparency, admission of financial instruments to trading, and defined terms for the purposes of that Directive

Published on December 13, 2013

Q & A: ESMA's guidelines on ETFs and other UCITS issues

Published on July 11, 2013

Guidelines on ETFs and other UCITS issues

Published on December 18, 2012

Opinion on the interpretation of Article 50(2)(a) of the UCITS Directive ("trash ratio")

Published on November 20, 2012

Q & A: Key Investor Information Document (KIID) for UCITS

Published on September 25, 2012

Q & A: Risk Measurement and Calculation of Global Exposure and Counterparty Risk for UCITS

Published on July 9, 2012

Notification of UCITS and exchange of information between competent authorities

Published on July 9, 2012

Guidelines to competent authorities and UCITS management companies on risk measurement and the calculation of global exposure for certain types of structured UCITS - 14 Apr. 2011

Published on April 14, 2011

Guidelines - Selection and presentation of performance scenarios in the Key Investor Information document (KII) for structured UCITS - 20 Dec. 2010

Published on December 20, 2010

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