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Policy II - Investment products A guide to the monitoring of collective investment schemes

Abstract

This guide provides a reminder of how certain aspects of the regulations governing CIS should be applied, such as control procedures, maturity management, side pocket funds, compensation procedures, calculating exposure and overall risk, and information for investors (in relation to mergers and in relation to the guaranteed amount of their investment).

A guide to the monitoring of collective investment schemes

Position , Recommendation DOC-2011-25 Applicable from December 7, 2012 to July 22, 2015

This guide provides a reminder of how certain aspects of the regulations governing CIS should be applied, such as control procedures, maturity management, side pocket funds, compensation procedures, calculating exposure and overall risk, and information for investors (in relation to mergers and in relation to the guaranteed amount of their investment).

Link to the document

A guide to the monitoring of collective investment schemes

Position , Recommendation DOC-2011-25 Applicable from July 23, 2015 to March 14, 2017

This guide provides a reminder of how certain aspects of the regulations governing CIS should be applied, such as control procedures, maturity management, side pocket funds, compensation procedures, calculating exposure and overall risk, and information for investors (in relation to mergers and in relation to the guaranteed amount of their investment).

Link to the document

A guide to the monitoring of collective investment schemes

Position , Recommendation DOC-2011-25 Applicable from September 29, 2017 to January 2, 2019

This guide provides a reminder of how certain aspects of the regulations governing CIS should be applied, such as control procedures, maturity management, side pocket funds, compensation procedures, calculating exposure and overall risk, and information for investors (in relation to mergers and in relation to the guaranteed amount of their investment) as well as the monitoring of ETFs.

Link to the document

A guide to the monitoring of collective investment undertakings

Position , Recommendation DOC-2011-25 Applicable from January 3, 2019 to March 12, 2019

This guide provides a reminder of how certain aspects of the regulations governing CIS should be applied, such as control procedures, maturity management, side pocket funds, compensation procedures, calculating exposure and overall risk, and information for investors (in relation to mergers and in relation to the guaranteed amount of their investment) as well as the monitoring of ETFs.

Link to the document

A guide to the monitoring of collective investment undertakings

Position , Recommendation DOC-2011-25 Relevant on March 13, 2019

This guide provides a reminder of how certain aspects of the regulations governing CIS should be applied, such as control procedures, maturity management, side pocket funds, compensation procedures, calculating exposure and overall risk, and information for investors (in relation to mergers and in relation to the guaranteed amount of their investment) as well as the monitoring of ETFs.

Link to the document

Table des matières de la doctrine

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