Print from the website of the AMF
Position DOC-2012-13
Applicable from December 22, 2012 to November 5, 2014
Reference texts
In its Position, the AMF integrates the ESMA guidelines on the suitability requirements related to financial services and products proposed to clients (ESMA/2012/387). Investment services providers that propose portfolio management or investment advice services must apply appropriate procedures allowing them to analyse the elements related to the client’s investment objectives, his financial situation and his experience in order to offer him suitable services or instruments.
Legal information
Head of publications: The Executive Director of AMF Communication Directorate.
Contact: Communication Directorate – Autorité des marches financiers 17 place de la Bourse – 75082 Paris cedex 02