SPOT inspection campaigns

Summary of SPOT inspections on the SRI management systems of asset management companies and the integration of ESG criteria

Published on July 15, 2019

As part of its new #Supervision2022 strategy, the AMF announced at the beginning of the year its intention to conduct briefer and more thematic "SPOT" inspections (Supervision des Pratiques Opérationnelle et Thématique), as well as its willingness to share the lessons learned from these exercises. Today it is publishing a summary of the SPOT inspections carried out between September 2018 and January 2019 on the SRI (Socially Responsible Investment) management systems of asset management companies.

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Head of publications: The Executive Director of AMF Communication Directorate.
Contact: Communication Directorate – Autorité des marches financiers 17 place de la Bourse – 75082 Paris cedex 02