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The AMF Enforcement Committee fines a biotechnology company and its chairman for breaching the obligation to disclose inside information as soon as possible

Published on October 7, 2019

In its decision of 1 October 2019, the Enforcement Committee imposed on Biophytis and its chairman, Stanislas Veillet, penalties amounting to, respectively, €100,000 and €20,000 for breaching their obligation to disclose inside information to the market as soon as possible. This information concerned a significant delay in the launch of phase 2 clinical trials of two flagship drug candidates.

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The Enforcement Committee of the Autorité des Marchés Financiers fines Natixis Investment Managers International and Natixis Asset Management Finance for breaching their professional obligations

Published on September 30, 2019

In its decision of 25 September 2019, the Committee fined the asset management company Natixis Investment Managers International €2,000,000 for breaches relating to the information provided to investors as well as to its management of conflicts of interest. The Committee also fined Natixis Asset Management Finance €1,000,000 for failing to comply with the obligation to act honestly, loyally and professionally in the interest of its investors.

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The Enforcement Committee of the Autorité des Marchés Financiers fines a management company and its senior manager for failing to comply with their professional obligations relating to the management of forestry groups

Published on August 1, 2019

In its decision of 25 July 2019, the Enforcement Committee imposed a fine of €200,000 on Forest Invest and issued a warning to the company and its senior manager for breaches of their obligations relating to the management of forestry groups.

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The Enforcement Committee of the Autorité des Marchés Financiers fines an investment services provider and three financial investment advisors for breaching their professional obligations

Published on July 8, 2019

In its decision of 2 July 2019, the Committee issued a reprimand to Invest Securities, an investment services provider (ISP), and fined it €90,000 for failing to carry out the necessary checks prior to the marketing of a British alternative investment fund (AIF) that was not authorised in France. The Committee also fined Mr Carlotta and the companies Portal Conseil and Exec Finance, €20,000, €50,000 and €60,000 respectively for having recommended this product to some of their clients, in their capacity as financial investment advisors.

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The Enforcement Committee of the Autorité des Marchés Financiers fines a company for breaching its professional obligations as a financial investment advisor, and its chief executive officer

Published on July 4, 2019

In its decision of 1 July 2019, the Committee fined Prado Paradis Patrimoine €50,000 for breaches of several of its professional obligations. It also imposed a fine of €100,000 on its CEO, Solange Dahan, and issued a reprimand to her.

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The Enforcement Committee of the Autorité des Marchés Financiers fines a portfolio asset management company for breaches of its professional obligations

Published on July 1, 2019

In its decision of 25 June 2019, the Enforcement Committee fined Octo Asset Management €70,000 for breaching several of its professional obligations, taking into consideration the many corrective measures implemented by the company after the audit.

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The Enforcement Committee of the Autorité des Marchés Financiers fines a financial investment advisor for failing to comply with its obligations within the framework of its order reception and transmission activity

Published on June 18, 2019

In its decision of 13 June 2019, the Committee fined Infinitis €20,000 for breaching its professional obligations within the framework of its order reception and transmission activity. However, the Committee found that objections pertaining to the provision of a non-guaranteed investment service and to the absence of a procedure for selecting the products and suppliers referenced on the company’s platform were not characterised.

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The Enforcement Committee of the Autorité des Marchés Financiers fines Hedios Patrimoine for breaching its professional obligations as a financial investment advisor

Published on May 23, 2019

In its decision of 20 May 2019, the Enforcement Committee declared that it had jurisdiction to examine objections brought against Hedios Patrimoine, issued a warning to the company and imposed a fine of €50,000 for breaching several of its professional obligations.

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The Enforcement Committee of the Autorité des Marchés Financiers fines Iliad for breach of its disclosure requirements as well as one of its executives, Mr Maxime Lombardini for breaching insider dealing regulations

Published on April 29, 2019

In its decision of 25 April 2019, the Enforcement Committee fined Iliad €100,000 and Mr Maxime Lombardini, chief executive officer of Iliad during the relevant period, for €600,000. It cleared an investment services provider as well as two of its employees at the time of the facts, and a fund manager.

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The Enforcement Committee of the Autorité des Marchés Financiers fines a company engaged in a recovery plan for having concealed its difficulties, and its executive corporate officers (and their companies) for breaches of insider dealing regulations

Published on April 25, 2019

In its decision of 17 April 2019, the Committee handed down fines to Montaigne Fashion Group, the company's former Chairman and CEO, Mr Edouard Hubsch, and its former Deputy Chief Executive Officer in charge of Communication, Mr Philippe Gellman, for amounts of €90,000, €250,000 and €180,000 respectively. It also imposed fines on three companies related to the corporate officers, Jekiti Mar Capital, Financière du Phœnix and SCI Plainville, for amounts of €75,000, €225,000 and €10,000.

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Legal information
Head of publications: The Executive Director of AMF Communication Directorate.
Contact: Communication Directorate – Autorité des marches financiers 17 place de la Bourse – 75082 Paris cedex 02