01 August 2012 | Policy | Position - Recommendation DOC-2009-15 … obligataires auprès des clients non professionnels … Investment services providers Marketing Policy Position Recommendation … /en/regulation/policy/doc-2009-15 … DOC-2009-15 … Policy … Investment services providers … Guide relatif à la … End of applicability on 18 June 2019 |
01 August 2012 | Policy | Position DOC-2009-22 … les interventions pour compte propre des prestataires de services d'investissement en période d'offre publique … Investment services providers Bids Policy Position … /en/regulation/policy/doc-2009-22 … DOC-2009-22 … Policy … Investment services providers … Questions-réponses sur les … |
12 July 2012 | General regulation | General regulation of the AMF into force from 12/07/2012 to 31/08/2012 … to trading on a regulated market must entrust them to an investment service provider under a discretionary management … instruments, at the reasoned request of one or more investment services providers or a trade association of investment … |
08 June 2012 | Policy | Accepted market practice DOC-2012-04 … Regulation, may enter into a liquidity contract with an investment services provider (the “Liquidity Provider”). The debt … liquidity contract defines the conditions under which the investment services provider purchases or sells bonds on … End of applicability on 03 July 2016 |
07 May 2012 | Policy | Position DOC-2012-03 This version is not available in French.… an automated trading environment … Market Infrastructures Investment services providers MAR MIFID HFT Policy This version is not … trading environment … Policy … Market Infrastructures … Investment services providers … Systems and controls in an … End of applicability on 03 October 2018 |
16 January 2012 | Policy | Instruction DOC-2007-06 … Financial instrument transaction reporting to the AMF by investment services … Investment services providers Order Policy … Textes de … End of applicability on 02 January 2018 |
01 January 2012 | General regulation | General regulation of the AMF into force from 01/01/2012 to 30/06/2012 … to trading on a regulated market must entrust them to an investment service provider under a discretionary management … instruments, at the reasoned request of one or more investment services providers or a trade association of investment … |
03 December 2011 | General regulation | General regulation of the AMF into force from 03/12/2011 to 24/12/2011 … to trading on a regulated market must entrust them to an investment service provider under a discretionary management … instruments, at the reasoned request of one or more investment services providers or a trade association of investment … |
07 November 2011 | Policy | Recommendation DOC-2011-16 … of cash equivalents.] The classification of collective investment schemes as cash equivalents is not discussed in … subject to an insignificant risk of changes in value. The investment must also be held for the purpose of meeting … employment terminates is remuneration for post combination services” and that “Arrangements in which the contingent … |
21 October 2011 | General regulation | General regulation of the AMF into force from 21/10/2011 to 02/12/2011 … to trading on a regulated market must entrust them to an investment service provider under a discretionary management … instruments, at the reasoned request of one or more investment services providers or a trade association of investment … |
Head of publications: The Executive Director of AMF Communication Directorate. Contact: Communication Directorate – Autorité des marches financiers 17 place de la Bourse – 75082 Paris cedex 02