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Titre clair et concis du tableau16 June 2023 | News | European Crowdfunding Services Providers: the AMF publishes a position on marketing communications The Autorité des marchés financiers (AMF) has published a Position 2023-05 setting out the requirements applicable to marketing communications of European Crowdfunding Services Providers (ECSPs) providing services in France. This position supplements the requirements applicable to ECSPs’ marketing communications arising from Regulation (EU)… … European Crowdfunding Services Providers: the AMF publishes a position on marketing … concerning marketing communications issued by crowdfunding investment advisors (CIAs) and investment services providers offering crowdfunding advice … |
16 June 2023 | Policy | Position DOC-2023-05 AMF Position DOC-2023-05 sets out requirements applicable in relation to ECSPs’ marketing communications. It provides clarifications regarding correctness, clarity and non-misleading nature of the information these marketing communication contain, as well as in terms of visual aspects, comparisons between products, vocabulary used,… … Marketing communications of crowdfunding services providers … Investment services providers Investment services Innovation Asset management Marketing … |
12 June 2023 | News | MiFID II suitability assessment: the AMF applies the updated ESMA guidelines The Autorité des Marchés Financiers (AMF) has published an update to its Position DOC-2019-03 to incorporate updates to the guidelines issued by the European Securities and Markets Authority (ESMA) on certain aspects of the MiFID II suitability requirements. The AMF also updaties its Position-Recommendation DOC-2006-23 to extend the scope of these… … its guidelines on suitability assessment when providing investment advice or portfolio management services to reflect: the publication of Delegated Regulation … which came into force on 2 August 2022 and requires investment service providers to collect any sustainability … |
22 May 2023 | News | MiFID II remuneration requirements: the AMF applies the ESMA Guidelines The Autorité des Marchés Financiers (AMF) has published a Position DOC-2023-03 to incorporate the guidelines of the European Securities and Markets Authority (ESMA) on certain aspects of the MiFID II remuneration requirements. This position will come into force on October 3rd, 2023. … issued in application of the conflicts of interest rules. Investment service providers - hereafter "ISP", including asset management companies that provide investment services, are thus required to develop and implement … |
16 May 2023 | News | Reporting under Article 29 of the Energy-Climate Law: the AMF updates its policy on how to prepare and submit reports Following the approval of amendments to its General Regulation, the AMF has updated its policy to specify the procedures for preparing and submitting the report required under Article 29 of the Energy-Climate Law (LEC 29) from investment services providers (ISPs), including asset management companies. … … AMF Instruction DOC-2008-03: Authorisation procedure for investment management companies, disclosure obligations and … AMF Instruction DOC-2014-01: Programme of activity of investment services providers and information provided to the AMF (in … |
16 May 2023 | Policy | Instruction DOC-2014-01 … Programme of activity of investment services providers and information provided to the AMF … Investment services providers Organisational rules Policy For … |
08 May 2023 | | Article 314-32 Book III - Service providers > Title I - Investment services providers > Chapter IV - Conduct of business rules > Section 9 - Reporting to the AMF … … Within six months of the end of the financial year, investment services providers shall send the AMF, in accordance with … Article L. 621-8-4 of the Monetary and Financial Code, the investment services providers referred to in the first … |
27 April 2023 | AMF news release | Provision of market data: the AMF conducts a series of SPOT inspections and identifies shortcomings in compliance with requirements The AMF has published a summary of the findings of a series of short, thematic inspections of four firms providing market data. Four years after the entry into force of the obligations imposed by the Markets in Financial Instruments Regulation (MiFIR), the AMF has identified shortcomings in their compliance with the requirements of the European… … portfolios, selecting financial products in the context of investment advisory services, and receiving and transmitting orders on behalf of … … AMF news release … Other professionals … Journalists … Investment services providers … Provision of market data: the … |
18 April 2023 | In-depth | AMF Examination: Test of Minimum Knowledge Who are the professionals concerned by the test of minimum knowledge regarding the financial, regulatory and ethical environment? What is the difference for employees between the internal test and the AMF examination? Find all the useful information here. … of knowledge … Professionals concerned by this system … Investment service providers, including portfolio asset management companies and financial investment advisors, must check that the persons performing … advice or information on financial instruments, investment services or ancillary services for clients; Manager: any … |
06 April 2023 | Warning | The AMF and the ACPR warn the public against the activities of several entities offering in France investments in Forex and in crypto-assets derivatives without being authorized to do so With the objective of protecting investors, the Autorité des Marchés Financiers (AMF) and the Autorité de Contrôle Prudentiel et de Résolution (ACPR) regularly update their black lists of websites identified as offering investments in the unregulated foreign exchange (Forex) market and in derivative products whose underlying assets include crypto… … that the intermediary offering you financial products or services is authorized to operate in France, you may consult the register of authorized investment service providers (https://www.regafi.fr) or the list of authorized intermediaries in the financial investment advisor (FIA) or crowdfunding (CIP) categories … |
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