10 April 2024 | Investment services providers Do you want to provide investment services or obtain approval as a Digital Asset Service Provider (DASP) ? Do you want to make your reporting to the AMF ? You will find all the information here.… Investment services providers … Do you want to provide investment services or obtain approval as a Digital Asset Service … | |
08 April 2024 | AMF news release | The Autorité des Marchés Financiers announces the new composition of the Financial Skills Certification Board The system for verifying the skills and knowledge of the employees of investment services providers and of financial investment advisors relies on the services of the AMF and the Financial Skills Certification Board (HCCP). The latter, chaired by Olympe Dexant-de Bailliencourt, has just been partially renewed.… level of knowledge for the current or future employees of investment services providers (ISPs) was extended in 2017 to financial investment advisors (FIAs). Between 1 July 2010 and 31 … |
04 April 2024 | Warning | The AMF and the ACPR warn the public against the activities of several entities offering in France investments in Forex and in crypto-assets derivatives without being authorized to do so With the objective of protecting investors, the Autorité des Marchés Financiers (AMF) and the Autorité de Contrôle Prudentiel et de Résolution (ACPR) regularly update their black lists of websites identified as offering investments in the unregulated foreign exchange (Forex) market and in derivative products whose underlying assets include crypto…… that the intermediary offering you financial products or services is authorized to operate in France, you may consult the register of authorized investment service providers ( https://www.regafi.fr ) or the list of authorized intermediaries in the financial investment advisor (FIA), crowdfunding (CIP) categories ( … |
28 March 2024 | Policy | Instruction DOC-2014-03 … Procedure for marketing units or shares of AIFs … Investment management companies AIFMD Policy Instruction … of the AIF to professional clients. 3 These are retail investment funds, funds of alternative funds, private equity … Article 314-10 of the AMF General Regulation,4 "Investment services proviers shall ensure that all information that they … |
28 March 2024 | Policy | Instruction DOC-2011-23 … and periodic information for real estate collective investment undertakings and professional real estate collective investment undertakings … Investment management companies … AIF in France under the principle of freedom to provide services or the freedom of establishment. Where reference is … |
28 March 2024 | Policy | Position - Recommendation DOC-2011-25 … A guide to the monitoring of collective investment undertakings … Investment management companies Collective investments Policy … shall include a programme of operations for each of the services that the asset management company intends to … |
28 March 2024 | Policy | Instruction DOC-2008-03 … Authorisation procedure for investment management companies, disclosure obligations and passporting … Investment management companies Disclosure Obligations Policy … on a business activity under the freedom to provide services or the freedom of establishment in another Member … |
26 March 2024 | Policy | Position DOC-2024-03 On March 26, 2024, the AMF declared that it complies with ESMA’s guidelines published on January 5, 2024 on transfer of data between trade repositories under EMIR and SFTR.… of data between Trade Repositories under EMIR and SFTR … Investment services providers Regulatory developments EMIR Sustainable … between Trade Repositories under EMIR and SFTR … Policy … Investment services providers … Guidelines on transfer of … |
14 March 2024 | Article | Obtain the Investment Services Compliance Officer (RCSI) professional licence Are you changing your Investment Services Compliance Officer (RCSI)? Would you like to enrol an employee for the AMF training and/or examination to obtain the RCSI professional licence? You will find all the information you need to report the change and about the RCSI licence here.… Obtain the Investment Services Compliance Officer (RCSI) professional licence … You … you must complete the appropriate form in the change to investment management company details document, which forms … |
14 March 2024 | News | Combatting money laundering and terrorist financing: AMF applies two sets of European Banking Authority guidelines The AMF has updated its Position 2019-14 on risk factors and published a new Position 2024-02 on the provision of access to financial services to take account of two sets of EBA guidelines.… financing (ML/TF) risks when providing access to financial services. These guidelines are applicable from 3 November … laundering and terrorist financing, including collective investment management companies, collective investments and financial investment advisers. … Read more … Guidelines amending … |
Head of publications: The Executive Director of AMF Communication Directorate. Contact: Communication Directorate – Autorité des marches financiers 17 place de la Bourse – 75082 Paris cedex 02