31 January 2024 | Article | How to get the RCCI professional licence Are you changing your Compliance and Internal Control Officer (RCCI)? Would you like to enrol an employee for the AMF training and/or examination to obtain the RCCI professional licence? You will find all the information you need to report the change and about the RCCI licence here.… get the RCCI professional licence … Article … Investment management companies … How to get the RCCI professional licence … Asset management … |
26 January 2024 | Public statements | Speech by Marie-Anne Barbat-Layani, AMF Chair - New Year address to the financial centre - Thursday 18 January 2024 … environment is becoming tougher, this is a fundamental asset. Paris is the European Union's leading financial … in the pursuit of value, as well as in the rigour of its management and regulation. The AMF has an important role to … we have selected 7 SPOT inspection themes covering asset management, marketing, intermediaries and market … |
25 January 2024 | News | Entry into force of the revised European Long-Term Investment Fund Regulation (ELTIF 2) - AMF clarifies fund authorisation requirements The ELTIF 2 Regulation enters into force on 10 January 2024. In light of this, the Autorité des marchés financiers (AMF) is updating the form for the authorisation of existing or newly created funds as ELTIFs.It also sets out the conditions for taking advantage of the option offered by French law to encourage the development of ELTIFs, whereby…… Authorisation Form and Letter of undertaking from the management Regulation (EU) 2023/606 of 15 March 2023 amending … fund authorisation requirements … News … Investment management companies … Entry into force of the revised … 2) - AMF clarifies fund authorisation requirements … Asset management … |
25 January 2024 | Form/Reporting | UCITS & Investment funds - ELTIF AIF - forms & declarations … … Télécharger le contenu … Letter of undertaking from the management company in connection with the application for … … Investment services providers … Investment management companies … UCITS & Investment funds - ELTIF AIF - forms & declarations … Asset management … Investment services … Marketing … |
19 January 2024 | Annual Report | AMF Supervisory Priorities for 2024 In this document, the AMF presents the supervisory themes for the year 2023 for professionals subject to its supervision. These priorities cover the following areas: asset management, the activities of intermediaries and market infrastructures, and the marketing of financial products.… supervision. These priorities cover the following areas: asset management, the activities of intermediaries and market … supervision. These priorities cover the following areas: asset management, the activities of intermediaries and market … |
18 January 2024 | AMF news release | The AMF publishes its action plan and supervisory priorities for 2024 Marie-Anne Barbat-Layani, Chairwoman of the Autorité des marchés financiers (AMF), outlined the AMF’s priorities for the coming twelve months to the press, in line with the “Impact 2027” strategic guidelines defined in 2023. All these priorities reflect the AMF’s commitment to strive each day to protect investors and enhance the attractiveness of…… the more stringent MiCA European authorisation for digital asset service providers (DASPs) and will contribute to … identified the following thematic priorities: … Concerning asset management companies: … Monitoring investment restrictions … |
01 January 2024 | Policy | Instruction DOC-2019-24 … for digital assets on behalf of third parties; 5b) the management of digital assets portfolios on behalf of third … FOR OTHER DIGITAL ASSETS , OF OPERATION OF A DIGITAL ASSET TRADING PLATFORM AND OF RECEPTION AND TRANSMISSION OF … assets for other digital assets, operating a digital asset trading platform and/or receiving and transmitting … |
01 January 2024 | Policy | Instruction DOC-2019-23 … Rules applicable to digital asset service providers … Fintech Crypto-assets Regulatory … in the registration and application files of digital asset service providers, the capital requirements applicable … 20, 2019 2/13 Person(s) responsible for the effective management of the applicant and for the application4 Name: … |
01 January 2024 | Policy | Instruction DOC-2012-07 … professionals Investment services providers Investment management companies Savings protection Policy The AMF … 2013-676 of 25 July 2013 amending the legal framework for asset management, real-estate investment fund management companies must apply to be authorised as asset management companies before 22 July 2014. 2 These are … |
22 December 2023 | Enforcement Committee news releases | AMF Enforcement Committee fines a financial investment advisor and its director for breach of professional obligations In its decision of 19 December 2023, the Committee imposed a fine of €15,000 on each of the respondents, Séquence 13 and its director, Jean-Louis Lehmann, and banned them from acting as financial investment advisors for five years.… 2021, in the context of its investment advisory and asset management related consultancy activities. After rejecting … |
Head of publications: The Executive Director of AMF Communication Directorate. Contact: Communication Directorate – Autorité des marches financiers 17 place de la Bourse – 75082 Paris cedex 02