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Titre clair et concis du tableau12 August 2022 | News | Sustainability requirements in the distribution of financial instruments: update on upcoming legislation and its implementation dates On 2 August 2022, Delegated Regulation (EU) 2021/1253 comes into force, amending the MiFID II framework by introducing sustainability preferences. Further legislation will subsequently come into force, affecting not only investment services providers (ISPs) from 22 November 2022, but also financial investment advisers (FIAs) from 1 January 2023. instrument or service when providing investment advice or portfolio management services on behalf of third |
04 August 2022 | Article | Photos & CVs Managing Director in charge of the Asset Management Directorate Sophie Baranger Managing Director in charge |
04 August 2022 | Article | The AMF Board The Board is the AMF’s main decision-making and prosecuting authority It has 16 members drawn from a broad variety of backgrounds. This multidisciplinarity ensures that it has the technical and legal expertise needed to carry out its tasks. des Marchés Financiers in 2005, where he was successively Head of the Asset Management Regulation |
04 August 2022 | News | The AMF complies with the ESMA guidelines on updating stress test scenarios in accordance with Article 28 of the Money Market Fund Regulation The AMF has updated its position DOC-2018-05 to reference ESMA’s guidance on updating stress test scenarios in accordance with Article 28 of the Money Market Fund Regulation. … 28 of the Money Market Fund Regulation … News … Investment management companies … The AMF complies with the ESMA … Article 28 of the Money Market Fund Regulation … MMF … Asset management … |
04 August 2022 | Policy | Position DOC-2018-05 AMF Position DOC-2018-05 includes the ESMA guidelines for stress test scenarios on money market funds. Investment management companies MMF Europe & international Asset management Policy AMF Position DOC |
28 July 2022 | AMF news release | The AMF is conducting a consultation on the end of life of private equity funds intended for retail investors The AMF is conducting a consultation in order to adapt the regulatory framework of the end of life of private equity funds intended for retail clients, with a view to strengthening investor protection and creating a framework facilitating compliance with the initial liquidation dates of these funds. , whose compliance is the responsibility of the asset management company, is regularly exceeded |
20 July 2022 | Article | Obtaining a DASP registration/optional licensing Do you want to know in which cases registration with the AMF as a Digital Asset Service Provider (DASP) is mandatory? To obtain an optional licensing? You will find all the information on the subject here, together with the list of registered DASPs and the list of DASPs licensed by the AMF. assets on behalf of a client; the management of digital asset portfolios, meaning the act of managing |
18 July 2022 | Enforcement Committee news releases | The AMF Enforcement Committee fines a portfolio asset management company for breaches of its professional obligations Please note that the French version of this press release was published on 11 July 2022.
In its decision of 6 July 2022, the Enforcement Committee imposed a fine of €200,000 on 123 Investment Managers. In its decision of 6 July 2022, the Enforcement Committee imposed a fine of €200,000 on 123 Investment Managers. The AMF Enforcement Committee fines a portfolio asset management company for breaches of its |
13 July 2022 | AMF news release | Publication of the SPOT inspection campaign summary on market abuse prevention systems in asset management companies The purpose of these SPOT investigations was to analyse the systems for preventing, monitoring, detecting and reporting of market abuse among five asset management companies (AMCs). The work carried out by the inspection task force did not identify any particularly serious breaches. Nevertheless, the AMF calls on AMCs to improve their market abuse… , monitoring, detecting and reporting of market abuse among five asset management companies (AMCs). The work |
13 July 2022 | Spot Inspections | Summary of the SPOT inspection campaign conducted on market abuse prevention systems in asset management companies The SPOT inspection campaign on market abuse prevention systems in asset management companies (“AMCs”) was part of the AMF’s supervisory priorities for 2021. Market abuse can be defined as any “[…] unlawful behaviour in the financial markets and […] should be understood to consist of insider dealing, unlawful disclosure of inside information and… in asset management companies |
