Article 312-35 into force since
- Version into force since
If it deems that the conditions referred to in Article 312-30 have been met, the jury shall propose that the AMF issue a professional license.
However, if the jury deems that the applicant has the necessary qualities to perform the function of compliance officer for investment services but that the investment services provider does not grant him proper independence or does not provide him with adequate resources, the jury may propose that the issuance of a professional license be subject to the condition that the investment services provider remedies the situation and notifies the AMF of the measures taken for this purpose.
If outsourcing of the function of compliance officer for investment services is planned, the jury may be asked for its opinion.
Head of publications: The Executive Director of AMF Communication Directorate. Contact: Communication Directorate – Autorité des marches financiers 17 place de la Bourse – 75082 Paris cedex 02