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Policy IV - Marketing - Customer relationship Procedure for preparing and registering an information document that must be filed with the AMF by intermediaries in miscellaneous assets

Segment information

Instruction DOC-2017-06

Relevant on May 17, 2017

Reference texts

Abstract

Instruction DOC-2017-06 provides details on the rules for preparing and registering the information documents that must be filed with the AMF by intermediaries in miscellaneous assets. It contains information on the guarantees that must be proven by the intermediaries in order to register an information document, the content of said document and the investor and AMF disclosure methods to which they are bound.

Data sheet to be provided by participants in a transaction involving miscellaneous assets - Annex 1 to AMF instruction DOC-2017-06

Standard layout of offer document - Annex 2 to AMF instruction DOC-2017-06

Summary of obligations incumbent upon each of the intermediaries in miscellaneous assets - Annex 3 to AMF instruction DOC-2017-06

Table des matières de la doctrine

Legal information
Head of publications: Florence Gaubert, Executive Director of AMF Communication Directorate.
Contact: Communication Directorate – Autorité des marches financiers 17 place de la Bourse – 75082 Paris cedex 02