Print from the website of the AMF
Published on February 9, 2017
Given the forthcoming transposition of the revised markets in financial instruments directive (MiFID II) and the Delegated Directive published on 7 April 2016, the AMF launched a public consultation from 12 September to 28 October 2016 to open a dialogue with industry participants and industry representatives on the principles for the operational implementation of the new rules governing the funding of research. This document contains a summary of the responses received. The AMF’s aim was twofold: explain its understanding of the new framework and reconcile this understanding with the operating constraints of the various operators.
Published on January 9, 2017
This consultation document addresses business advisory services in capital structure and mergers and acquisitions, and the opportunity to reshape the regulatory framework. Two options are being proposed. Consultation responses must be submitted by 28 February 2017 to: email@example.com.
Published on December 13, 2016
This consultation paper covers the ability to include redemption gating mechanisms in open-ended funds. It contains proposals to amend the AMF General Regulation and policy on the situations and conditions in which management companies may use such mechanisms. Please send feedback by 30 December 2016 to: firstname.lastname@example.org.
Published on December 1, 2016
This consultation document concerns the practice of supplying future performance simulators to investors. It contains proposals aimed at standardising the applicable rules and good practice among the professionals concerned. Responses should be sent to email@example.com no later than 20th January 2017.
Published on September 12, 2016
This consultation paper is published in the context of MiFID II recast, ahead of the implementation of the new provisions on payment for research services used by investment firms providing investment advice on an independent basis or portfolio management. This paper aims at answering the main questions raised by this reform, in particular regarding the equity market. Please send comments by 28 October 2016 to: firstname.lastname@example.org.
Published on August 19, 2016
This document is a consultation on the implementation and use of stress tests in the context of risk management in portfolio management companies. This guide aimed at accompanying asset managers is subject to consultation until September 30, 2016. Comments can be sent at the following address : email@example.com
Published on July 1, 2016
This consultation document concerns the elimination of the collective investment scheme (CIS) classification. It defines this French concept, explains its advantages and disadvantages and provides suggestions concerning how to improve the AMF’s policy on the subject. Please send contributions on or before 29 July 2016 to: firstname.lastname@example.org.
Published on April 1, 2016
This document contains a summary of the responses received following the public consultation on the possibility of investment funds granting loans. It also presents AMF’s proposals on the matter.