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Regulation

Agricultural commodities futures market

Relevant on April 24, 2017

Guide to the regulatory documents governing collective investments schemes

Relevant on March 15, 2017

This guide details how to draft the key investor information document (KIID) and the prospectus (including Regulations / Articles of Incorporation) for UCITS and non-UCITS (including venture capital funds, employee investment funds and innovation venture capital trusts) and for funds that are accessible to the public.

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Authorisation procedures, preparation of a KIID and rules, and reporting for private equity funds

Relevant on March 15, 2017

Instruction DOC-2011-22 outlines the rules that apply to private equity funds (FCPR, FCPI and FIP) regarding the authorization process, the drawing up of a key investor information document (KIID) and rules, and periodic disclosure. Information is provided about the formation of a private equity fund, any changes during the life of a private equity fund (changes subject to pre-approval or changes subject to ex-post notification) and the means by which information is provided to investors and the AMF.

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A guide to the monitoring of collective investment schemes

Relevant on March 15, 2017

This guide provides a reminder of how certain aspects of the regulations governing CIS should be applied, such as control procedures, maturity management, side pocket funds, compensation procedures, calculating exposure and overall risk, and information for investors (in relation to mergers and in relation to the guaranteed amount of their investment).

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Authorisation and establishment processes for a KIID and a prospectus and periodic information for real estate collective investment undertakings and professional real estate collective investment undertakings

Relevant on March 15, 2017

Instruction DOC-2011-23 details the rules applicable to real estate collective investment undertakings and professional real estate collective investment undertakings regarding the authorisation process, the preparation of a key investor information document (KIID) and a prospectus, and periodic information. In particular, it provides details about the creation of these funds, changes to a real estate collective investment undertaking or a professional real estate collective investment undertaking (subject to pre-approval/subject to ex-post notification) during its life, and the procedures for notifying investors and the AMF.

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Legal information
Head of publications: Florence Gaubert, Executive Director of AMF Communication Directorate.
Contact: Communication Directorate – Autorité des marches financiers 17 place de la Bourse – 75082 Paris cedex 02