Print

Public consultations

Feedback from the public consultation on the new rules for the funding of research by investment firms under MiFID II

Published on February 9, 2017

Given the forthcoming transposition of the revised markets in financial instruments directive (MiFID II) and the Delegated Directive published on 7 April 2016, the AMF launched a public consultation from 12 September to 28 October 2016 to open a dialogue with industry participants and industry representatives on the principles for the operational implementation of the new rules governing the funding of research. This document contains a summary of the responses received. The AMF’s aim was twofold: explain its understanding of the new framework and reconcile this understanding with the operating constraints of the various operators.

Read on

AMF public consultation on corporate finance

Published on January 9, 2017

This consultation document addresses business advisory services in capital structure and mergers and acquisitions, and the opportunity to reshape the regulatory framework. Two options are being proposed. Consultation responses must be submitted by 28 February 2017 to: directiondelacommunication@amf-france.org.

Read on

Public consultation by the AMF on the terms for implementing gates in UCITS and AIFs

Published on December 13, 2016

This consultation paper covers the ability to include redemption gating mechanisms in open-ended funds. It contains proposals to amend the AMF General Regulation and policy on the situations and conditions in which management companies may use such mechanisms. Please send feedback by 30 December 2016 to: directiondelacommunication@amf-france.org.

Read on

Legal notice